Regulatory Compliance Manager
Location: Palo Alto, CA or New York, NY (onsite)
Compensation: $140,000 to $185,000 base salary + equity + bonus + benefits
Visa sponsorships and C2C vendors are not available for this role.
About the Role
Our client is seeking a seasoned Regulatory Compliance Manager to oversee compliance
functions across both traditional finance and cryptocurrency operations. This role will lead
regulatory examinations, audits, and risk assessments while acting as the central liaison
between the company and regulatory authorities.
Responsibilities
● Coordinate and prepare examination and audit materials, responses, and regulatory
interviews.
● Manage timely submissions and detailed documentation for regulatory requests.
● Conduct compliance risk assessments across entities and subject matter areas.
● Develop and implement risk management controls and strategies.
● Build and maintain relationships with regulators, auditors, and internal stakeholders.
● Partner with Internal Audit to ensure alignment and accountability.
● Maintain organized systems for issue tracking, reporting, and follow-up.
Qualifications
● Bachelor’s degree required; advanced degree preferred.
● 5–7 years of progressive compliance experience.
● In-depth knowledge of global regulatory frameworks in both traditional finance and
cryptocurrency.
● Experience working directly with regulators and external audit firms.
● Strong analytical, communication, and stakeholder management skills.
● Proven ability to manage multiple priorities under strict deadlines.
Why Join
This is a chance to work on the cutting edge of finance, blending regulatory expertise with the challenges of emerging technologies. You’ll have influence at the highest levels and help build a compliance function that keeps pace with innovation.
Benefits
● Competitive salary, bonus, and equity
● 100% employer-paid health insurance for employee and dependents
● 401k company match
● Paid parental leave and vacation
● Onsite perks including meals, snacks, and modern workspace
● High-impact environment with growth opportunities
Average salary estimate
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