![[Assistant Vice President, Principal Auditor] – [JL9025649] image - Rise Careers](/default-banner.jpg)
[Assistant Vice President, Principal Auditor] – [JL9025649]
Job Description:
JOB TITLE: Assistant Vice President, Principal Auditor – JL9025649
DB USA Core Corporation seeks an Assistant Vice President, Principal Auditor in Cary, NC to work within Anti Financial Crimes (AFC) Sanctions and Embargoes (S&E) team on the S&E Audit and Validation book of work, including Obligations/Enforcement Actions and Group Audit (GA) Findings. Requires a Bachelor's degree in Finance, Audit or related field or equivalent and five (5) years of progressively responsible experience performing sanctions and embargoes or financial crime and compliance audits within the financial services industry; working with audit and 2nd line of defense in sanctions at a financial institution, including analyzing regulatory requirements and advising the business to address sanctions risk, and 3rd line of defense audit; ensuring compliance with Anti Financial Crime (AFC) regulatory requirements and AFC risk and control environments, including Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and Office of Foreign Assets Control (OFAC) by performing audits and testing of controls through operational and design effectiveness test; keeping abreast of current and emerging trends in general and industry/business specific risks; addressing and advising sanctions risk management utilizing screening tools (Fircosoft) and its screening logic to disposition transaction alerts; blocking, rejecting and reporting process to OFAC and performing root cause analysis of OFAC breaches. Salary range: $148,000.00 - $165,000.00/ year. This position is eligible for Deutsche Bank's Employee Referral Incentive Program.
We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.
Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law. Click these links to view Deutsche Bank’s Equal Opportunity Policy Statement and the following notices: EEOC Know Your Rights; Employee Rights and Responsibilities under the Family and Medical Leave Act; and Employee Polygraph Protection Act.
Average salary estimate
If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.
Senior eDiscovery attorney sought at a global investment bank to lead legal guidance on ESI, collection/review strategy, vendor management and technology solutions.
Deutsche Bank seeks an experienced VP Market Risk Manager to lead risk oversight and framework development for its US Rates businesses from the New York office.
Senior eDiscovery attorney sought at a global investment bank to lead legal guidance on ESI, collection/review strategy, vendor management and technology solutions.
NBCUniversal is hiring a Manager, Government Affairs to drive state and local advocacy and policy strategy that protects and advances the company’s business priorities in Los Angeles and beyond.
Kikoff is hiring a Senior Fraud and Risk Analyst to identify, investigate, and mitigate fraud across onboarding, payments, account access, and lifecycle events for its consumer fintech products.
OVG is hiring a seasonal, part-time Alcohol Compliance Manager to oversee alcohol regulatory compliance, deliver staff training, conduct audits, and manage incident investigations at live music festivals.
Evernorth's Cura Script SD seeks a Contract Advisor in St. Louis to lead complex provider contracting, negotiations, and contract implementation across cross-functional partners.
Offshore Launch seeks a proactive, highly organized Virtual Legal Assistant to serve as a warm, competent point of contact for prospects and clients while managing scheduling, intake, billing, and case management tasks.
Crowell & Moring is hiring a Health Care Claims Specialist to analyze payer/provider claim files and produce concise, actionable summaries that support litigation and client strategies.
Braintrust seeks a hands-on Head of Legal to establish the in-house legal function, lead enterprise contract negotiation, and drive privacy and compliance for its AI platform.
ARB Interactive seeks a seasoned Vice President of Government Affairs to establish and lead its government relations team, driving state and federal advocacy for its social gaming business.
Western Union seeks a Director of Audit Strategy and Operations to lead global audit methodology, SOX compliance, data analytics, and operational audit programs while supporting executive and Audit Committee reporting.
The City of Fort Worth is hiring a Contract Compliance Specialist to manage and ensure compliance of transportation and public works contracts while supporting project teams and procurement processes.
An experienced public-administration professional is needed to serve as Police Oversight Deputy Director in Fort Worth, leading civilian oversight, investigations, data analysis, and community engagement to promote transparency and accountability.
Kikoff is hiring a Senior Compliance Analyst to lead compliance program development, risk assessments, and cross-functional guidance across product and operations at its San Francisco headquarters.
🔮
Hi, I'm Risa! Your AI Career Copilot
you, just ask me below!
