Ria Compliance Jobs

Join a close-knit boutique RIA as a Client Service Associate responsible for end-to-end client onboarding, account management, custody coordination, and practice operations.

Facet seeks a Compliance Analyst to support RIA compliance, regulatory filings, marketing reviews, and cross-functional teams while helping scale policies and member-focused processes across a remote fintech environment.

Inclusive & Diverse

Rise from Within

Mission Driven

Diversity of Opinions

Work/Life Harmony

Dare to be Different

Reward & Recognition

Fast-Paced

Maternity Leave

Paternity Leave

Medical Insurance

Dental Insurance

Vision Insurance

Mental Health Resources

Life insurance

Disability Insurance

Health Savings Account (HSA)

Flexible Spending Account (FSA)

401K Matching

Paid Holidays

Paid Sick Days

Paid Time-Off

Learning & Development

Social Gatherings

Robinhood is hiring a Product Manager to lead the RIA Custody platform roadmap and deliver advisor-facing custody, clearing, and integration solutions at scale.

Provide administrative, CRM, and case-management support to writing agents on the RIA Support Desk, ensuring accurate records and timely follow-up in a FINRA-compliant environment.