Broker Dealer Jobs

Experienced wealth-management leader needed to coach and recruit advisor teams across California, drive territory sales, and support TruStage’s member-focused financial solutions.

Savvy Wealth is seeking an experienced Controller to manage GAAP reporting, broker-dealer compliance, and accounting systems as the company scales its advisory and brokerage operations.

Mission Driven

Growth & Learning

Open Door Policy

Rapid Growth

Customer-Centric

Dare to be Different

Diversity of Opinions

Passion for Exploration

Maternity Leave

Paternity Leave

Medical Insurance

Dental Insurance

Vision Insurance

Mental Health Resources

Life insurance

Disability Insurance

Health Savings Account (HSA)

Flexible Spending Account (FSA)

Equity

401K Matching

Gemini is hiring a Lead for Broker-Dealer Compliance to design, oversee, and scale the firm’s broker-dealer compliance program from its New York hub.

A senior operations executive is sought to lead introducing broker-dealer operations, regulatory control frameworks, and AI-enabled automation at a major global custody and clearing organization.

Technical Consultant needed to lead enterprise product integrations and ensure successful onboarding and post-launch support for a global fintech platform.

Hines is hiring an Onsite Operations Representative in Houston to manage trade acceptance workflows, resolve shareholder and financial professional inquiries, and support operational relationships with broker-dealers and transfer agents.

Associated Bank is hiring an AIS Product and Compliance Specialist to lead principal suitability reviews, maintain product and procedural controls, and manage signature guarantee and annuity rate processes for the broker/dealer.

Sia is hiring a Financial Services Senior Consultant with NFA examination experience to lead regulatory compliance and transformation workstreams for major financial services clients.

IEX is hiring a Senior Product Manager to define and launch advanced options products — including complex orders, auctions, and crossing mechanisms — helping scale IEX Options across the market.

Inclusive & Diverse

Rise from Within

Mission Driven

Diversity of Opinions

Work/Life Harmony

Dare to be Different

Reward & Recognition

Fast-Paced

Maternity Leave

Paternity Leave

Medical Insurance

Dental Insurance

Vision Insurance

Mental Health Resources

Life insurance

Disability Insurance

Health Savings Account (HSA)

Flexible Spending Account (FSA)

401K Matching

Paid Holidays

Paid Sick Days

Paid Time-Off

Learning & Development

Social Gatherings

Robinhood is hiring a Technology Risk Senior Manager to lead cyber and engineering risk governance and advisory work from its Menlo Park or New York offices.

Talan is hiring a Rates Business Analyst with mandatory TRACE reporting experience to enhance front-to-back operations and drive operational and regulatory delivery.

Experienced equity derivatives salesperson needed at a New York broker-dealer to leverage institutional relationships, sell options and derivative solutions, and generate commission-based revenue.

Betterment is hiring a Backend Software Engineer for its Broker Dealer platform to design, optimize, and scale money-movement and trading systems from our New York HQ.

Athene is seeking an experienced Internal Sales Manager to lead a team of internal wholesalers, drive Broker-Dealer channel growth, and strengthen advisor relationships through coaching and operational excellence.

Lead a team of Business Analysts at MUFG Securities to optimize front-to-back trading processes, bridge business and technology, and deliver high-impact solutions across a broad range of market products.

Crete PA’s network firm in Ocean, NJ is hiring a Senior Audit Manager to run and oversee complex audit engagements, mentor staff, and manage client relationships and engagement economics.