Broker Dealer Jobs

Experienced Rates Business Analyst needed to drive front-to-back operations improvements across trading, collateral, and reporting systems at Talan's New York office.

Lead COMPLY’s Regulatory Services organization as SVP, directing consulting teams, shaping service strategy, and growing client engagements for a market-leading RegTech SaaS provider.

Lead regional sales and strategic relationships across the Northern Midwest to drive revenue growth and expand IntraFi’s presence among broker-dealers and large brokerage firms.

Texas Capital is hiring an IB Finance Analyst to manage accounting and reporting for underwriting and trading activities while supporting the transition to a self-clearing model.

Stifel seeks a part-time, non-registered Client Service Associate in Greeley to handle account administration, client service tasks, and administrative support for Financial Advisors.

Redwood Credit Union is seeking an organized Investment Coordinator in Santa Rosa to support Wealth Management advisors with trade processing, account documentation, and member service.

Coface is hiring a detail-oriented Onboarding/KYC Specialist (Temporary) in Princeton to manage broker client onboarding and ensure AML/KYC compliance during an increased rollout.

Lead enterprise and broker-dealer compliance at F&G as the Chief Compliance Officer, driving regulatory strategy, AML oversight, and a culture of accountability across the organization.

Finalis is hiring an Accounting Senior Analyst to manage month-end close, reconciliations, revenue recognition, and strengthen internal controls for a high-growth, fully-remote fintech.

Transamerica is seeking an Intermediate Compliance Analyst in Cedar Rapids to execute compliance testing, evaluate internal controls, and support regulatory oversight for securities and insurance products.

Senior Audit Associate role at Aprio supporting assurance engagements for private companies and asset-management clients, performing audits and preparing financial statements.