Compliance Specialist
Essential Job Functions:
- Assist with the development and preparation of all specialty rate, rule, and form filings.
- Prepare and submit specialty filings via SERFF/RAMP.
- Review state objections and submit approved responses to applicable states.
- Oversee the need for filing extensions, resubmissions, and withdrawals while taking into consideration state restrictions and deadlines.
- Communicate with regulators as needed to facilitate filing approvals.
- Coordinate and document all activities surrounding the filing, approval, and disapproval of all specialty filings.
- Assist in the implementation of approved rates, rules, and forms, including updating internal tracking tools and communicating with I/T on any rate, rule or form changes required in the system.
- Understand product initiatives and participate in the product planning process by analyzing competitor products and tracking state regulatory changes.
- Assist the Compliance Manager in the development of compliance training materials and best practices.
- Help facilitate a response to both internal and State Insurance Department audits, including coordinating with other departments and compiling necessary information therefrom.
- Other duties as required.
Key Qualifications:
- 3+ years of experience in the insurance regulatory/state filings field.
- Advanced working knowledge of the SERFF or RAMP system.
- Superior written, verbal, and interpersonal communication skills and the ability to work collaboratively across all levels of the organization.
- Strong organizational and project/time management skills.
- Flexible and open to a fast-paced environment with shifting priorities.
Average salary estimate
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