Series 7 Jobs
Browse 42 exciting jobs hiring in Series 7 now. Check out companies hiring such as RBC, Penn Mutual, D.A. Davidson in Mobile, Louisville/Jefferson County, Oakland.
Senior Compliance Officer responsible for investigating and resolving complex customer complaints, managing regulatory reporting, and coordinating remedial actions across Legal, Compliance, and business partners at RBC.
HTK seeks an experienced RIA Product Specialist to own and optimize advisory product offerings on Envestnet and TPAM programs while leading due diligence, onboarding, and education across the firm.
D.A. Davidson is hiring a Senior Planner to develop and deliver advanced wealth-planning solutions and advisor support for high- and ultra-high-net-worth clients while producing thought leadership for the firm.
A structured trainee role at Raymond James' AMP to develop into a licensed Financial Advisor through coursework, mentorship, prospecting and achieving production targets.
Senior leader sought to define and execute the national branch administrative strategy, scale a distributed administrative function, and develop next-generation leaders across LPL’s advisor channels.
Gemini is hiring a Lead for Broker-Dealer Compliance to design, oversee, and scale the firm’s broker-dealer compliance program from its New York hub.
Provide personalized, high-touch wealth planning support to high-net-worth clients and advisors at Fidelity's Edina Private Wealth team.
Experienced captive insurance and institutional wealth professional needed to lead TD's captive insurance practice in Burlington, managing complex captive programs, driving business development, and training internal partners.
Provide high-touch client service and operational support to Financial Advisor teams at Morgan Stanley, handling account maintenance, transactions, digital enrollment, and administrative coordination.
Morgan Stanley is hiring an Associate Service Manager in Greenwood Village, CO to lead branch operations, supervise service associates, and ensure compliance, quality and efficient client service.
Northwest is seeking an experienced Financial Advisor to develop and manage client relationships, advise on investments, and meet production targets while maintaining regulatory compliance.
Experienced private-wealth sales leader wanted to grow CIM Group’s fundraising across large RIAs, aggregators, and Family Offices in the Central region.
Morgan Stanley is hiring a detail-focused Team Administrator in Fort Lauderdale to manage calendar and phone coverage, coordinate travel and expenses, and provide day-to-day administrative support to Financial Advisors and teams.
Experienced CX professionals with derivatives and trade-desk experience are needed to support advanced trading customers and help scale Robinhood's new derivatives product suite.
Hines is hiring an Onsite Operations Representative in Houston to manage trade acceptance workflows, resolve shareholder and financial professional inquiries, and support operational relationships with broker-dealers and transfer agents.
Associated Bank is hiring an AIS Product and Compliance Specialist to lead principal suitability reviews, maintain product and procedural controls, and manage signature guarantee and annuity rate processes for the broker/dealer.
Fidelity is hiring an Analyst for Intermediary Services to manage trade allocations, clearance and settlement issues for institutional clients while improving operational workflows.
RBC Wealth Management is hiring a Client Associate in Houston to support advisors by managing client accounts, processing transactions, ensuring compliance, and delivering high-quality client service.
Franklin Templeton is hiring a Boston-based Senior Retirement Plan Director to grow DCIO relationships and place investment strategies across New England retirement plans.
D.A. Davidson seeks motivated early-career candidates for a paid three-year Apprentice Financial Advisor Program that provides licensing, mentorship, and rotational branch experience to launch a career in wealth management.
Morgan Stanley is hiring a bilingual Registered Client Service Associate in New York to deliver elevated client care, support Financial Advisors, and manage account servicing and transactions.
AllianceBernstein is hiring a US Retail Sales Intern in Nashville to support retail distribution sales, client servicing, competitive analysis, and data-driven sales campaigns during a full-time summer program.
Support Financial Advisors by onboarding referred clients, implementing diversified FSR solutions, and providing ongoing one-to-many client service within D.A. Davidson's Wealth Management practice.
LPL Financial is hiring an Associate Financial Representative to provide phone-based investment advice and transaction support for a large, virtual client book.
WisdomTree is hiring a Model Portfolio Specialist to accelerate model portfolio sales across Wirehouse and IBD channels while serving as a subject-matter expert for National Accounts and Client Solutions.
Bank of America seeks a licensed Financial Solutions Advisor II in Wilmington to provide comprehensive investment and banking advice, build client financial plans, and drive client growth within an in-office culture.
Serve as a relationship-focused Preferred Banker at Huntington, managing and growing a book of high-value consumer and business clients through cross-selling, lending, and investment solutions.
Become a Team Financial Advisor at Merrill to develop client relationships, build a pipeline through proactive prospecting, and grow into a full Financial Advisor with structured training and mentorship.
Merrill Wealth Management is hiring a Registered Wealth Management Client Associate to support Financial Advisors by delivering attentive client service, coordinating operational needs, and promoting integrated banking and investment solutions.
Serve as a core member of an expanding Ameriprise franchise, assisting advisors with client financial planning, transactions, and practice growth.
A client-focused Registered Financial Advisor Assistant is needed to run reception and operations at a small wealth management firm, delivering five-star experiences and supporting advisors day-to-day.
Raymond James is hiring a Financial Planning Consultant in Memphis to create tailored financial plans, advise clients on investments, and build lasting client relationships while maintaining regulatory standards.
Build and expand an Allstate-backed financial services practice in New York as a Personal Financial Representative, leveraging Allstate resources, leads, and training to grow your business.
Raymond James is hiring a Branch Operations Manager Trainee to support branch operations, compliance, and staff supervision while completing required securities licensing.
Lead the Frisco market’s wealth management service delivery and operations, coaching teams and partnering with advisors to deliver exceptional, compliant client service supported by Merrill and Bank of America capabilities.
State Street Investment Management is hiring an Internal Sales Associate to support US Wealth distribution, partnering with Regional Consultants to grow intermediary adoption of investment solutions across a defined territory.
Invesco is hiring a Head of Model Distribution to lead strategy, client engagement, and go-to-market execution for its model portfolio solutions across retail and intermediary channels.
Santander seeks an experienced, licensed Financial Advisor in Holden to provide investment and insurance advice, drive sales results, and maintain strong regulatory compliance.
Financial Planning Specialist needed to support advisors at JBJ Financial in Jacksonville, providing client service, account administration, and preliminary financial planning support under Ameriprise affiliation.
Field-based sales consultant to advise financial advisors on Columbia Threadneedle mutual funds and separate accounts while driving regional sales and deepening advisor relationships.
Brex is hiring a Banking Specialist to drive upsell of business account products and grow AUM by working directly with founders, CFOs, and finance leaders across customers of all sizes.
Vanguard is seeking a FINRA Series 7 and 63 licensed Client Transfer Specialist to manage onboarding and ownership transfers for Personal Investor clients with empathy and expertise.
How much do series 7 jobs pay?
Below 50k*
1
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50k-100k*
34
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Over 100k*
23
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Top companies hiring for series 7 jobs
- D.A. Davidson 5
- FMR 5
- RBC 4
- ms 4
- Raymond James Financial 4
- Moomoo 3
- BMO 2
