Series 7 Jobs
Browse 38 exciting jobs hiring in Series 7 now. Check out companies hiring such as Ameriprise, Brex, Vanguard in Santa Ana, Spokane, Seattle.
Field-based sales consultant to advise financial advisors on Columbia Threadneedle mutual funds and separate accounts while driving regional sales and deepening advisor relationships.
Brex is hiring a Banking Specialist to drive upsell of business account products and grow AUM by working directly with founders, CFOs, and finance leaders across customers of all sizes.
Vanguard is seeking a FINRA Series 7 and 63 licensed Client Transfer Specialist to manage onboarding and ownership transfers for Personal Investor clients with empathy and expertise.
Lord Abbett is seeking early-career Advisor Consultants to undergo comprehensive training and support Financial Advisors while preparing for Series 7, 66 and SIE licensing.
Lord Abbett is seeking an early-career Advisor Consultant to complete intensive training, support regional Financial Advisors, and pursue Series 7/66/SIE licenses while contributing to business growth and client relationship development.
Lead the alternative investments consulting effort within Wealth & Investment Management, advising financial advisors and portfolio managers on private investment solutions and platform strategy.
Redwood Credit Union is hiring a licensed Financial Advisor in San Rafael to provide investment and retirement advice, execute trades, and support Members’ financial goals while maintaining regulatory compliance.
Bernstein Private Wealth Management is hiring a client-focused Private Wealth Associate in Seattle to support Financial Advisors with portfolio analytics, wealth planning, and high-touch client service for high-net-worth clients.
John Hancock seeks an Internal Business Consultant to provide portfolio analysis, practice management guidance, and product expertise that helps advisors grow business and increase AUM.
TD Securities is hiring a 2026 full-time M&A Analyst in Dallas to support transaction execution through financial modeling, valuation analysis and client deliverables.
Key Private Bank is hiring a licensed Senior Relationship Manager in Salt Lake City to advise high-net-worth clients and lead cross-functional teams to deliver tailored banking, lending and investment solutions.
CIM Group is hiring an Associate in Phoenix to manage investor-facing fund operations, vendor relationships, and time-sensitive communications for distribution partners and internal stakeholders.
KeyBank seeks a Private Client Advisor to provide investment solutions and holistic financial planning to Mass Affluent clients in Brewster, NY.
KeyBank seeks an Associate Private Client Advisor in Mahopac, NY to support Private Client Advisors serving Mass Affluent clients through planning-led investment solutions and branch collaboration.
CAPTRUST seeks an Institutional Account Specialist to manage institutional onboarding and ongoing account servicing with deep custodial knowledge and strong client relationship skills.
Protective is seeking an experienced Regional Vice President to drive BGA life premium sales and manage distributor relationships across Eastern PA, Southern NJ, DE, MD and VA from a remote, work-from-home base.
Lead enterprise and broker-dealer compliance at F&G as the Chief Compliance Officer, driving regulatory strategy, AML oversight, and a culture of accountability across the organization.
KBW (a Stifel Company) is hiring an Equity Product Support Associate to support its New York equity sales and trading desk with OMS troubleshooting, commission management, analytics, and regulatory controls.
Support a busy Stifel branch in St. Louis as an Operations Coordinator handling client communications, account processing, and daily reconciliations.
Provide expert, empathetic support and proactive guidance to Robinhood’s highest-value customers, resolving complex brokerage issues and improving the overall product experience.
Serve as a senior client-service and business development leader supporting Morgan Stanley Financial Advisors in Houston to grow relationships and execute high-quality client strategies.
Stifel is hiring a Vice President to lead technology-sector M&A and capital markets execution, advising clients on sell-side transactions, recapitalizations, and financings.
Savvy Wealth seeks an experienced Senior Client Associate to deliver best-in-class operational support for advisors and high-net-worth clients while helping build scalable client service operations.
Provide operational and client service support to Financial Advisors at Truist’s Fort Worth office, handling trade processing, client communications, account documentation, and sales support.
Wells Fargo Advisors is looking for a Senior Registered Client Associate in Bellevue to deliver client service, account operations, and compliance support to Financial Advisors.
TD Securities is hiring a 2026 Investment Banking Analyst to support healthcare M&A and capital markets execution from its New York office.
Northland is hiring a Director to originate and lead public financings and M&A advisory engagements, overseeing deal execution and client relationships from its Ridgewood, NJ office.
Lead moomoo’s NYC in-person activations and Brand Store operations as a licensed Financial Customer Experience Associate, combining event leadership, sales, client onboarding, and compliant investment guidance.
Rea Wealth Management is hiring a detail-focused Client Relationship Specialist to support advisors, manage client communications and back-office operations, and help deliver exceptional client experiences across the firm’s Ohio offices.
Experienced Executive Assistant / Practice Manager needed to support the CEO and Lead Advisor at a Melville-based boutique wealth management firm, managing operations, client workflows, and high-level executive support.
A field-focused Retirement Plan Consultant II role delivering participant education and plan sponsor support to grow plan engagement and assets for Corebridge Financial.
Serve affluent clients as a Wealth Management Advisor in Sacramento, delivering tailored investment, trust and insurance solutions while driving client relationships and new business.
Kijowski Investments seeks a proactive Financial Advisor in Pittsburgh to lead client relationships and contribute to business growth in a trust-focused, steady office environment.
Experienced banking professional needed to originate and execute financing and capital markets solutions at Truist Financial Corporation in Atlanta.
An established investment firm is hiring an AVP of Client Relations in Nashville to lead client servicing and business development for institutional clients.
Mountain Commerce Bank seeks a skilled Financial Advisor to deliver personalized financial services and grow their client base with the backing of LPL Financial's platform and support.
Hamilton Lane seeks an experienced Regional Sales Consultant to expand their Private Wealth Sales Team, focusing on intermediary channels and delivering expert investment solutions.
Experienced Financial Wealth Advisor wanted at Corebridge Financial to conserve assets and build client relationships in Phoenix, AZ.
