Series 66 Jobs

Provide operational and client support to Financial Advisors in Winter Park, handling trade processing, client servicing, and administrative tasks while supporting sales opportunities.

D.A. Davidson is hiring a Senior Registered Associate in Bellevue to support Financial Advisors with trade entry, client service, account maintenance and back-office operations.

William Blair is hiring a Senior Regional Sales Director to drive intermediary distribution, expand client relationships, and grow investment management sales across Texas in a remote capacity.

RBC Wealth Management is hiring a Client Associate/Registered Client Associate to support advisors and clients by handling account operations, compliance, and client inquiries in the Missoula branch.

Stifel is hiring an Advisory Marketing Specialist II to drive advisory program education and marketing for Financial Advisors, combining investment expertise with in-person and virtual training.

Customer-focused Financial Services Representatives will support clients via inbound calls, receive paid FINRA licensing training, and transition to serving daily in a Fidelity Investor Center.

Support high-net-worth clients and the branch team as a Relationship Manager, driving engagement and personalized financial service in a hybrid Fidelity branch role.

Inclusive & Diverse

Empathetic

Growth & Learning

Transparent & Candid

Medical Insurance

Dental Insurance

Vision Insurance

Equity

Paid Time-Off

401K Matching

Learning & Development

Social Gatherings

Flex-Friendly

Company Retreats

Acorns is hiring a Series 66/7 licensed Registered Representative to run investment operations, handle transaction lifecycle tasks and customer escalations, and drive process improvements across remote or Irvine/NY offices.

Lead relationship management for a mass affluent client portfolio in the Northlake/Toco Hills market, delivering personalized banking, lending, investment and advisory solutions on behalf of Truist.

As an Associate Relationship Manager at Key Private Bank in Syracuse, you will advise high-net-worth clients, expand relationships through consultative sales, and coordinate cross-functional teams to deliver tailored wealth solutions.

USAA seeks an Intermediate Retirement Income Specialist in Plano, TX to evaluate members' retirement income needs, recommend strategies and products, and support both inbound and outbound member engagement.

Corebridge Financial seeks a self-motivated Financial Advisor in the Tucson area to deliver retirement planning and build client relationships using company tools and marketing support.

Advance your career as a Senior Market Annuities and Insurance Sales professional with a respected, 40+-year firm serving retirement and estate-planning clients in Bradenton, FL.

Voya Investment Management seeks an experienced Senior Regional Director to grow intermediary relationships and drive asset gathering across Connecticut and Rhode Island.

Morgan Stanley is hiring a Client Service Associate in San Antonio to provide high-touch client support and operational assistance to Financial Advisor teams.

Raymond James' AMP trains motivated candidates into Financial Advisors through intensive licensing, mentorship, and hands-on client development to build a sustainable advisory practice.

Experienced retirement-plans professional needed to deliver education, sales and relationship management for public-sector clients in Baltimore while working onsite weekdays.

Raymond James is looking for a detail-oriented Registered Client Service Associate in Fort Worth to support advisors, onboard clients, manage account activity, and maintain regulatory-compliant client records.

BMO Financial Group is hiring a Financial Advisor in Green Bay to provide investment and financial planning advice, grow assets, and support client relationships through managed and fee-based solutions.

Serve as a Client Associate in the Fresno branch, delivering high-quality client service, account administration, and operational support for a growing, employee-owned financial services firm.

Experienced securities operations professional sought to supervise branch support staff, ensure compliance, and manage day-to-day office operations at D.A. Davidson's Charleston branch.

Fidelity is hiring a Planning Consultant in Del Mar to provide financial planning support, present guidance outputs, and uncover client opportunities to strengthen long-term relationships.

Neuberger Berman seeks an analytically driven ETF Capital Markets Associate in New York to manage liquidity relationships, monitor market health, and support ETF trading, operations, and product development.

HTK seeks an experienced RIA Product Specialist to own and optimize advisory product offerings on Envestnet and TPAM programs while leading due diligence, onboarding, and education across the firm.

D.A. Davidson is hiring a Senior Planner to develop and deliver advanced wealth-planning solutions and advisor support for high- and ultra-high-net-worth clients while producing thought leadership for the firm.

A structured trainee role at Raymond James' AMP to develop into a licensed Financial Advisor through coursework, mentorship, prospecting and achieving production targets.

Senior leader sought to define and execute the national branch administrative strategy, scale a distributed administrative function, and develop next-generation leaders across LPL’s advisor channels.

Provide personalized, high-touch wealth planning support to high-net-worth clients and advisors at Fidelity's Edina Private Wealth team.

Provide high-touch client service and operational support to Financial Advisor teams at Morgan Stanley, handling account maintenance, transactions, digital enrollment, and administrative coordination.

Morgan Stanley is hiring an Associate Service Manager in Greenwood Village, CO to lead branch operations, supervise service associates, and ensure compliance, quality and efficient client service.

Northwest is seeking an experienced Financial Advisor to develop and manage client relationships, advise on investments, and meet production targets while maintaining regulatory compliance.

Morgan Stanley is hiring a detail-focused Team Administrator in Fort Lauderdale to manage calendar and phone coverage, coordinate travel and expenses, and provide day-to-day administrative support to Financial Advisors and teams.

Provide operational and client support to financial advisors at RBC Wealth Management by managing account processing, compliance documentation, and client inquiries to help advisors grow their business.