Series 63 Jobs

Lead territory sales and point-of-sale life insurance efforts for HUB/SPG as an External Wholesaler supporting Edward Jones advisors across select Midwestern territories.

Customer-Centric

Growth & Learning

Collaboration over Competition

Inclusive & Diverse

Rapid Growth

Dental Insurance

Vision Insurance

401K Matching

Maternity Leave

Paternity Leave

Flex-Friendly

Medical Insurance

Equity

Brex is hiring a Banking Specialist to drive upsell of business account products and grow AUM by working directly with founders, CFOs, and finance leaders across customers of all sizes.

Vanguard is seeking a FINRA Series 7 and 63 licensed Client Transfer Specialist to manage onboarding and ownership transfers for Personal Investor clients with empathy and expertise.

Lead the alternative investments consulting effort within Wealth & Investment Management, advising financial advisors and portfolio managers on private investment solutions and platform strategy.

Redwood Credit Union is hiring a licensed Financial Advisor in San Rafael to provide investment and retirement advice, execute trades, and support Members’ financial goals while maintaining regulatory compliance.

Bernstein Private Wealth Management is hiring a client-focused Private Wealth Associate in Seattle to support Financial Advisors with portfolio analytics, wealth planning, and high-touch client service for high-net-worth clients.

TD Securities is hiring a 2026 full-time M&A Analyst in Dallas to support transaction execution through financial modeling, valuation analysis and client deliverables.

CIM Group is hiring an Associate in Phoenix to manage investor-facing fund operations, vendor relationships, and time-sensitive communications for distribution partners and internal stakeholders.

KeyBank is hiring a Private Client Banker in Columbus to provide plan-based financial advice, deepen client relationships, and refer appropriate investment and lending solutions for clients with up to $2M in investable assets.

KeyBank seeks an Associate Private Client Advisor in Mahopac, NY to support Private Client Advisors serving Mass Affluent clients through planning-led investment solutions and branch collaboration.

CAPTRUST seeks an Institutional Account Specialist to manage institutional onboarding and ongoing account servicing with deep custodial knowledge and strong client relationship skills.

KBW (a Stifel Company) is hiring an Equity Product Support Associate to support its New York equity sales and trading desk with OMS troubleshooting, commission management, analytics, and regulatory controls.

Support a busy Stifel branch in St. Louis as an Operations Coordinator handling client communications, account processing, and daily reconciliations.

Nationwide Financial is hiring a Sr Analyst to deliver internal sales support and consultative retirement solutions to financial professionals across the Government/Public sector.

Inclusive & Diverse

Rise from Within

Mission Driven

Diversity of Opinions

Work/Life Harmony

Dare to be Different

Reward & Recognition

Fast-Paced

Maternity Leave

Paternity Leave

Medical Insurance

Dental Insurance

Vision Insurance

Mental Health Resources

Life insurance

Disability Insurance

Health Savings Account (HSA)

Flexible Spending Account (FSA)

401K Matching

Paid Holidays

Paid Sick Days

Paid Time-Off

Learning & Development

Social Gatherings

Provide expert, empathetic support and proactive guidance to Robinhood’s highest-value customers, resolving complex brokerage issues and improving the overall product experience.

RiverSource is hiring a Regional Sales Director to expand insurance product adoption and support financial advisors across a multi-state territory through consultative selling and strategic account management.

RiverSource is hiring a Regional Sales Director in Illinois to drive insurance sales, support financial advisors, and expand product adoption across a multi-state territory.

Stifel is hiring a Vice President to lead technology-sector M&A and capital markets execution, advising clients on sell-side transactions, recapitalizations, and financings.

Horace Mann is hiring an Exclusive Insurance Agent in Farmington, NM to grow a multiline book of business serving educators through performance-based 1099 compensation and dedicated support.

Wells Fargo Advisors is looking for a Senior Registered Client Associate in Bellevue to deliver client service, account operations, and compliance support to Financial Advisors.

TD Securities is hiring a 2026 Investment Banking Analyst to support healthcare M&A and capital markets execution from its New York office.

Build and grow an Exclusive Agent practice with Horace Mann, serving educators in Portales, NM through multiline insurance and financial solutions on a commission basis.

Northland is hiring a Director to originate and lead public financings and M&A advisory engagements, overseeing deal execution and client relationships from its Ridgewood, NJ office.

Lead moomoo’s NYC in-person activations and Brand Store operations as a licensed Financial Customer Experience Associate, combining event leadership, sales, client onboarding, and compliant investment guidance.

Kijowski Investments seeks a proactive Financial Advisor in Pittsburgh to lead client relationships and contribute to business growth in a trust-focused, steady office environment.

Experienced banking professional needed to originate and execute financing and capital markets solutions at Truist Financial Corporation in Atlanta.

Guggenheim Securities is looking for a motivated Investment Banking Analyst to contribute to strategic Aerospace & Defense transactions and grow within a collaborative team environment.

Hamilton Lane seeks an experienced Regional Sales Consultant to expand their Private Wealth Sales Team, focusing on intermediary channels and delivering expert investment solutions.