Series 63 Jobs
Browse 30 exciting jobs hiring in Series 63 now. Check out companies hiring such as Gemini, FMR, TD in Tampa, Atlanta, Mobile.
Gemini is hiring a Lead for Broker-Dealer Compliance to design, oversee, and scale the firm’s broker-dealer compliance program from its New York hub.
Provide personalized, high-touch wealth planning support to high-net-worth clients and advisors at Fidelity's Edina Private Wealth team.
Experienced captive insurance and institutional wealth professional needed to lead TD's captive insurance practice in Burlington, managing complex captive programs, driving business development, and training internal partners.
Provide expert, compliance-focused retirement plan and account support to members and plan sponsors in a hybrid Representative role with Nationwide Financial.
Provide high-touch client service and operational support to Financial Advisor teams at Morgan Stanley, handling account maintenance, transactions, digital enrollment, and administrative coordination.
Northwest is seeking an experienced Financial Advisor to develop and manage client relationships, advise on investments, and meet production targets while maintaining regulatory compliance.
Experienced private-wealth sales leader wanted to grow CIM Group’s fundraising across large RIAs, aggregators, and Family Offices in the Central region.
Morgan Stanley is hiring a detail-focused Team Administrator in Fort Lauderdale to manage calendar and phone coverage, coordinate travel and expenses, and provide day-to-day administrative support to Financial Advisors and teams.
Experienced CX professionals with derivatives and trade-desk experience are needed to support advanced trading customers and help scale Robinhood's new derivatives product suite.
Hines is hiring an Onsite Operations Representative in Houston to manage trade acceptance workflows, resolve shareholder and financial professional inquiries, and support operational relationships with broker-dealers and transfer agents.
Franklin Templeton is hiring a Boston-based Senior Retirement Plan Director to grow DCIO relationships and place investment strategies across New England retirement plans.
Mizuho Americas seeks a Latin America Investment & Corporate Banking Associate to drive origination, structuring and execution of corporate finance, advisory and capital markets transactions for Latin America clients.
Morgan Stanley is hiring a bilingual Registered Client Service Associate in New York to deliver elevated client care, support Financial Advisors, and manage account servicing and transactions.
AllianceBernstein is hiring a US Retail Sales Intern in Nashville to support retail distribution sales, client servicing, competitive analysis, and data-driven sales campaigns during a full-time summer program.
LPL Financial is hiring an Associate Financial Representative to provide phone-based investment advice and transaction support for a large, virtual client book.
WisdomTree is hiring a Model Portfolio Specialist to accelerate model portfolio sales across Wirehouse and IBD channels while serving as a subject-matter expert for National Accounts and Client Solutions.
Bank of America seeks a licensed Financial Solutions Advisor II in Wilmington to provide comprehensive investment and banking advice, build client financial plans, and drive client growth within an in-office culture.
D.A. Davidson & Co. is hiring an experienced Investment Banking Analyst (2nd/3rd year) to support the Technology Group on M&A, IPOs and strategic advisory assignments.
Serve as a relationship-focused Preferred Banker at Huntington, managing and growing a book of high-value consumer and business clients through cross-selling, lending, and investment solutions.
Merrill Wealth Management is hiring a Registered Wealth Management Client Associate to support Financial Advisors by delivering attentive client service, coordinating operational needs, and promoting integrated banking and investment solutions.
A client-focused Registered Financial Advisor Assistant is needed to run reception and operations at a small wealth management firm, delivering five-star experiences and supporting advisors day-to-day.
Build and expand an Allstate-backed financial services practice in New York as a Personal Financial Representative, leveraging Allstate resources, leads, and training to grow your business.
Senior leader responsible for leading CRE underwriting, structuring, and portfolio management for Truist’s Real Estate Investment and Corporate Banking clients while driving risk discipline and team development.
State Street Investment Management is hiring an Internal Sales Associate to support US Wealth distribution, partnering with Regional Consultants to grow intermediary adoption of investment solutions across a defined territory.
RBC FIG seeks a Vice President (Insurance) to lead M&A and capital markets deal execution, originate business, and deepen client relationships within the insurance sector.
Invesco is hiring a Head of Model Distribution to lead strategy, client engagement, and go-to-market execution for its model portfolio solutions across retail and intermediary channels.
Santander seeks an experienced, licensed Financial Advisor in Holden to provide investment and insurance advice, drive sales results, and maintain strong regulatory compliance.
Lead territory sales and point-of-sale life insurance efforts for HUB/SPG as an External Wholesaler supporting Edward Jones advisors across select Midwestern territories.
Brex is hiring a Banking Specialist to drive upsell of business account products and grow AUM by working directly with founders, CFOs, and finance leaders across customers of all sizes.
Vanguard is seeking a FINRA Series 7 and 63 licensed Client Transfer Specialist to manage onboarding and ownership transfers for Personal Investor clients with empathy and expertise.
How much do series 63 jobs pay?
Below 50k*
0
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50k-100k*
18
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Over 100k*
16
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Top companies hiring for series 63 jobs
- Moomoo 3
- BMO 3
- FMR 3
- Nationwide 3
- Franklin Templeton 2
- Raymond James Financial 2
- CIM Group, LP 2
Best cities to find series 63 jobs
- New York 5
- Boston 2
- Remote 2
- Germantown 1
- San Francisco 1
