Securities Jobs

Kiln is hiring a US Legal Counsel to lead U.S. legal strategy and provide regulatory, product, and commercial counsel for its institutional staking and DeFi platform.

Inclusive & Diverse

Collaboration over Competition

Growth & Learning

Transparent & Candid

Affirm seeks a seasoned Senior Counsel, Litigation to lead and manage complex consumer and commercial litigation and arbitration matters for its remote-first legal team.

Sia Partners is looking for a Financial Services Senior Consultant to manage regulatory remediation programs and help financial clients navigate compliance, risk, and operational challenges.

Lead and develop the Money Market/Mutual Funds & Asset Review team at UMB to deliver excellent client service, mitigate operational risk, and grow team capabilities.

CZI is seeking an experienced fund attorney to provide investor-side legal counsel on fund investments, co-investments, and related compliance and structuring matters in a hybrid Redwood City role.

Lead the financial planning, cross-functional execution, and operational setup for Voleon Securities as Head of Business Operations in a high-judgment, growth-oriented role.

Teach graduate-level Finance in a hybrid modality at Strayer University's Northwest Houston campus, combining in-person sessions with asynchronous online instruction to support and mentor adult learners.

Wise is hiring an experienced Compliance Senior Manager to architect and lead a robust Canada-focused compliance and AML/CTF program and serve as the firm's CAMLO.

Stifel is hiring a detail-oriented Operations Coordinator to manage branch operational tasks, liaise with home office staff, and support daily account and transaction processing at a Ramsey satellite location.

D.A. Davidson is hiring an in-person Cashier Receptionist / Client Associate to deliver exceptional client service, handle cashiering tasks, and support branch and advisor operations.

Senior compliance leader needed to lead operational due diligence for third‑party fund managers and strengthen oversight for alternative investment products within Fidelity’s Asset Management Compliance organization.

Work remotely as a Securities Registrations Specialist managing registration filings, regulatory communications, and database reconciliation to ensure compliance for broker-dealer affiliated personnel across the U.S.

Join a remote compliance team as a Securities Registrations Specialist responsible for managing Form U4/U5/8R filings, license maintenance, and regulator interactions to ensure accurate, compliant registrations.

Provide legal leadership on complex M&A, structured and minority equity transactions for Blackstone’s Private Equity Strategies in New York, advising investment teams and portfolio companies on transactional, regulatory and governance issues.

Work remotely as a Securities Registrations Specialist managing Form U4/U5/8R filings, regulator interactions (FINRA, NFA, state authorities), and registration database maintenance to ensure licensing compliance.

A 10-week, NYC-based MBA Summer Associate role at Truist Securities providing direct deal execution, financial modeling, and client presentation experience across industry coverage groups.

Truist Securities seeks an MBA Summer Associate to join its Houston Energy team for a 10-week program focused on financial modeling, transaction execution, and client-facing support.

Raymond James is hiring a Branch Operations Specialist in Chattanooga to process client fund movements, support securities transactions, and provide administrative and operational support to the branch.

A global Am Law 50 firm seeks a mid-level (3–6 years) Mergers & Acquisitions Associate to handle headline public company M&A matters across technology, life sciences, real estate, and financial services.

Sydecar seeks a detail-oriented In‑House Paralegal to manage SEC and state filings, support contract lifecycle activities, and assist compliance initiatives for a rapidly scaling fintech platform.

Support Financial Advisors and their clients through high-quality, detail-oriented client service and administrative work at Raymond James’ Monroeville branch.

Wilshire seeks an experienced in-house Legal Counsel to support private funds, fund structuring and cross-border regulatory and distribution initiatives within its asset management business.

Inclusive & Diverse

Collaboration over Competition

Growth & Learning

Transparent & Candid

Mission Driven

Diversity of Opinions

Empathetic

Fast-Paced

Rise from Within

Work/Life Harmony

Take Risks

Startup Mindset

Medical Insurance

Paid Time-Off

Maternity Leave

Mental Health Resources

Equity

Employee Resource Groups

401K Matching

Paid Holidays

Paid Sick Days

Ramp is hiring a Capital Markets Associate to execute funding strategies, manage ABS and warehouse facilities, and provide quantitative and operational support across capital partner relationships.

Experienced in-house or law firm attorney needed to lead corporate governance, SEC compliance, and healthcare regulatory advice at a fast-growing digital health company preparing for a public future.

Bristol Myers Squibb seeks a Senior Corporate Counsel in Princeton to lead securities compliance, corporate governance, and strategic legal support for enterprise strategy and purpose initiatives.

Lead a team at Voleon to improve ML-driven trading strategy implementation across market microstructure, securities lending, and portfolio financing while moving research into production.

Northwest is seeking an experienced Financial Advisor to develop and manage client relationships, advise on investments, and meet production targets while maintaining regulatory compliance.

Support Financial Advisors and serve clients at a Raymond James branch by managing client transactions, account openings, CRM records, and day-to-day administrative tasks with accuracy and professionalism.