Rise Jobs & Careers icon Sec Exams Jobs

Browse 2 exciting jobs hiring in Sec Exams now. Check out companies hiring such as IQ-EQ, USAA in Stockton, Los Angeles, Little Rock.

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IQ-EQ Hybrid 109 Stevenson St, San Francisco, CA 94105, USA
Posted 10 hours ago

IQ-EQ is seeking a detail-oriented Senior Associate in Regulatory Compliance to advise private fund clients on U.S. securities laws, support regulatory exams, and develop compliance programs and testing.

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IQ-EQ Hybrid 2777 N Stemmons Fwy suite 1425, Dallas, TX 75207, USA
Posted 19 days ago

Senior compliance leader needed to manage private fund client engagements, lead SEC/FINRA exam support, and enhance compliance programs at a global investor services firm.

USAA Full-Time TAMPA, Florida
Sponsored
USAA Full-Time COLORADO SPRINGS, Colorado
Sponsored
USAA Full-Time COLORADO SPRINGS, Colorado
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