Investment Compliance Jobs

A dynamic Associate role in BlackRock's Alternatives Fund Accounting team, focusing on NAV oversight and reporting for closed-end alternative investment funds in Wilmington, DE.

CAPTRUST is looking for a detail-oriented Compliance Analyst to help maintain regulatory adherence and support compliance functions within their investment advisory and broker-dealer operations.

Lead compliance for U.S. Bank's multiple series trusts as Chief Compliance Officer, ensuring regulatory adherence and managing oversight of service providers within a financial services environment.

Lead and inspire a team of investment professionals at J.P. Morgan Wealth Management’s Service Center to deliver exceptional client experiences and operational excellence.

Lead and develop a dynamic team of investment professionals at J.P. Morgan Wealth Management to ensure quality client service and compliance excellence.

Lead Manychat’s global legal strategy as Legal Director, steering corporate governance, contracts, compliance, and risk management in a fast-growing SaaS company.

Support the State Treasurer's investment operations by managing portfolio administration and reporting within a collaborative government finance team.

Experienced financial risk and business management professional needed to support MUFG’s global trading desks and coordinate risk strategies in a hybrid work environment.

BMO Financial Group is looking for an experienced Private Wealth Advisor to manage and grow a portfolio of high-net-worth clients through holistic financial advice and strategic business development.

PNC seeks an Asset Manager in Midland to oversee asset portfolios, analyze financial statements, and manage credit risk within a collaborative and customer-centric environment.

Financial Advisor role at TD Wealth offering a three-year program to deliver personalized financial planning and investment solutions in Middle Village, NY.

A client-focused Financial Planner role at Midwest Heritage aimed at growing and managing investment portfolios while ensuring compliance and excellent service.

Morgan Stanley is looking for a proactive Wealth Management Associate to deliver exceptional client service and support financial advisors in Washington, DC.

Seeking a skilled Associate General Counsel for a cutting-edge fintech company innovating in crypto and public capital markets.

Lead U.S. Bank’s Capital Markets Legal Team by providing expert legal counsel and managing legal support for diverse financial products in a dynamic regulatory environment.

A Compliance Supervisor role at Navy Federal Financial Group focusing on regulatory oversight and compliance guidance for investment and insurance activities.

Cogent Private Wealth is hiring a detail-oriented Senior Client Service Associate to serve as the primary client contact and support advisors with comprehensive client service.