Investment Compliance Jobs

Experienced in-house Legal Counsel needed to support Wilshire’s asset management business, focusing on private funds, fund documentation, and cross-functional regulatory and commercial matters.

Lead compliance oversight for sub-advisory and ERISA fund programs at a Chicago-based bank, managing regulatory liaison, program design, and client-facing compliance reporting.

An entry-level Brand Marketing Analyst role within Voya Investment Management’s rotational program supporting campaign asset delivery, creative and compliance processes in New York.

Experienced legal professional wanted to manage SEC disclosure and regulatory work for registered investment companies within Columbia Threadneedle Investments, supporting filings, compliance and cross-functional stakeholders.

Ridgeline seeks an experienced Senior Project Manager to lead enterprise software implementations for investment management clients, working remotely with regular domestic travel.

Lead the Frisco market’s wealth management service delivery and operations, coaching teams and partnering with advisors to deliver exceptional, compliant client service supported by Merrill and Bank of America capabilities.

Brown Advisory seeks an experienced Business Intelligence Specialist in Baltimore to lead Snowflake and Tableau reporting, deliver investment analytics, and improve business processes through data-driven solutions.