Investment Company Act Jobs

Experienced legal professional wanted to manage SEC disclosure and regulatory work for registered investment companies within Columbia Threadneedle Investments, supporting filings, compliance and cross-functional stakeholders.

Senior Manager — Regulatory Compliance (Private Funds) to provide strategic compliance guidance, lead SEC/FINRA exam support, and develop robust compliance programs for alternative investment clients at a global investor services firm.

IQ-EQ is seeking a detail-oriented Senior Associate to advise private fund clients on U.S. securities regulations, support regulatory exams, and help implement robust compliance programs.