Cftc Jobs

Kiln is hiring a US Legal Counsel to lead U.S. legal strategy and provide regulatory, product, and commercial counsel for its institutional staking and DeFi platform.

Northern Trust is hiring an experienced Capital Markets Regulatory Specialist to monitor FX regulatory developments globally and advise internal stakeholders on compliance and strategy.

Market Surveillance Analyst for Crypto.com CDNA to detect, investigate, and report suspicious trading activity across crypto, binary options, and futures markets while supporting regulatory compliance and enforcement.

Crypto.com's CDNA is hiring an Entry Level Compliance Analyst to perform AML/KYC reviews, trade monitoring, investigations, and regulatory support for its CFTC‑regulated derivatives exchange.

Crypto.com's Compliance team seeks a Compliance Analyst to support FCM regulatory oversight, trade surveillance, investigations, and policy implementation across the business.

MUFG is hiring an experienced Fixed Income Compliance Advisor (VP) to lead regulatory advisory, policy drafting, risk assessments, and compliance training for its fixed income businesses.

Futu US Inc. is hiring a Financial Regulatory Analyst/Accountant to manage broker-dealer regulatory reporting and support accounting operations across SEC/FINRA (and related) requirements.

Experienced market-risk professional needed to lead oversight, reporting and analysis of fixed-income and derivatives exposures for RBC Capital Markets LLC in New York.

Crypto.com is hiring an experienced FCM Risk Manager to oversee margin, liquidity, and client credit risk for its derivatives-clearing activities while ensuring compliance with CFTC, NFA, and DCO rules.

A leading investor services group is hiring a Managing Director of Regulatory Compliance to lead compliance program delivery and regulatory exam support for alternative asset clients.

Lead development and execution of OCC's information governance program, including data classification, policy and controls, regulatory readiness, and records management across the enterprise.

Lead regulatory compliance programs and SEC exam support for alternative asset managers at a large global investor services firm, driving client-facing solutions and coaching junior staff.

RBC is hiring a Compliance Assurance Test Plan Governance Lead to lead the development, governance, and reporting of the bank’s Annual Compliance Assurance Plan and related testing and monitoring activities.

Lead the creation and pricing of bespoke agri-commodity hedges at a seed-stage FinTech, building trading capacity and client relationships in collaboration with senior leadership.